Back to Search New Search

Long Term Temporary Compliance Analyst

Cornerstone Staffing, Inc. Omaha, NE

Job Description

Job Description

Our client is looking for two (2) Compliance Analyst's for a long term temporary project. Due to the tremendous growth in the department, these positions do have the possibility of turning into a full-time position.

Maintains legal and regulatory compliance by researching and communicating requirements obtaining approvals.

Compliance Analyst Job Duties:

  • Reviews weekly audit reports to ensure all VL's have processed as expected 
  • Approves and processes requests for Inserts, Suppressions, Pulls, and Exceptions
  • Manages the exception process to make sure
    • All stakeholders have reviewed and approved the exception
    • There is clear start and end date to all exceptions
    • All VLs that get held during the exception period as expected
    • All catch-up VLs get processed immediately following the exception period end
  • Confirms completeness and quality of all processing steps before approving the VL files to be sent to the print vendor
  • Serves as VL administrator, granting accfess and providing user training
  • Periodically conducts independent audits of the VL system and process to ensure compliance with regulatory requirements
  • Processes monthly queries across the entire account base to confirm that all triggering events have resulted in the production of a VL
  • Documents all VL process and exception decisions
  • Manages the timely resolution of all VL errors, assisting in error research and data input, as needed
  • Conducts VL research for issues as well as internal and external audit requirements
  • Compiles information for internal and regulatory reporting
  • Serves as business analyst on EPM projects that impact the VL process
  • Serves as advisor interface to VL requests, questions, and process improvements
  • Manages manual VL processes
  • Keeps other departments abreast of VL process changes
  • Prepares reports by collecting, analyzing, and summarizing information
  • Maintains quality service by establishing and enforcing organization standards
  • Maintains professional and technical knowledge by attending educational workshops; reviewing professional publications; establishing personal networks; benchmarking state-of-the-art practices; participating in professional societies 
  • Contributes to team effort by accomplishing related results as needed

Compliance Analyst Skills and Qualifications:

  • Minimum of two (2) years Financial Services Compliance or Operations Experience, thoroughness, attention to detail, client relationships, informing others, research skills, reporting, building relationships, coordination, audit, general math skills

Job Details

Date Posted November 14, 2018
Date Closes December 29, 2018
Located In Omaha, NE
Job Type Full-time Employee
Compensation Hourly Wage, $19.00 - $21.00
SOC Category 11-9199.02 Compliance Managers
Zipcode 68154
Name Natalia Oviedo
Address 13934 GOLD CIRCLE
City, State and Zip OMAHA 68144
Phone 402-896-9191 x 128
FAX 402-614-1374

This job requires the following skills

  • Compliance