Back to Search New Search

AML Analyst

COR Clearing LLC Omaha, NE
Save

Job Description

Anti Money Laundering Analyst

Responsibilties Include:

  • Monitor and analyze exception reports for potential suspicious activity
  • Contact introducing brokers to obtain further information regarding potentially suspicious customer activity
  • Liaison with introducing broker AML personnel for possible joint SAR filings when appropriate
  • Complete 90 day follow up reviews of SAR filings
  • Investigate internal suspicious activity notification filings for possible SAR filings and when suspicious activity is determined, file SAR
  • Make recommendations for annual AML training program
  • Alert supervisors to trends in possible suspicious customer behabior
  • Document findings and basis for cases and alerts investigated
  • Investigate COR customers whose names appear on the 314(a) lists, FINRA, SEC and other government related requests

Requirements Include:

  • Ability to apply learned knowledge
  • Achieve results with accuracy and precision
  • Apply sound analytical thinking
  • Customer centric business philosophy and team oriented
  • Excel at applying technology to business processes
  • Strong work ethic and hands on approach

Job Details

Date Posted September 8, 2017
Date Closes October 8, 2017
Address 1299 Farnam Street
Located In Omaha, NE
Work At The Landmark Center
Department AML/Compliance
Job Type Full-time Employee
Experience Level Intermediate (3-7 yrs. experience)
Start Date Immediately
SOC Category 11-9199.02 Compliance Managers
Zipcode 68102
Name Christine Hansen
Address 1299 Farnam Street, Suite 800
City, State and Zip Omaha, NE 68102
Phone (402) 384-6104
FAX (402) 384-6125

This job offers the following benefits

  • 401(k) Retirement Savings Plan
  • Dependent-Care Spending Accounts
  • Flexible Spending Accounts
  • Health-Care Spending Accounts
  • Accidental Death and Dismemberment
  • Dental
  • Dependent Life Insurance
  • Employee Assistance Program (EAP)
  • Life Insurance
  • Long-Term Disability
  • Maternity / Paternity / Family Leave
  • Medical
  • Prescription Drug Plan
  • Professional Liability
  • Short-Term Disability
  • Voluntary Life Insurance
  • Employee Referral Program
  • Free Parking
  • Paid Holidays
  • Paid Vacations
  • Sick Leave
  • Unpaid Leaves of Absence
  • Wellness Program
  • Bonus Plan
At a Glance
Enjoy these benefits
  • 401(k) Retirement Savings Plan
  • Dependent-Care Spending Accounts
  • Flexible Spending Accounts
  • Health-Care Spending Accounts
  • Accidental Death and Dismemberment
  • And More ...
Location