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Brokerage Operations Processing Specialist #Job #HiringAlert #LI-PG1

Advisor Group Atlanta, GA

Why Advisor Group?...

  • Competitive salary and annual bonus paid based on performance
  • Generous time off package, including paid time off, paid holidays, and paid time to volunteer in the community
  • Immediate access to extensive benefits package that includes medical, dental and vision coverage, basic life insurance, long and short-term disability coverage and much more
  • 401(k) match from day one of employment
  • Referral bonuses if we hire your referred applicants to our open positions
  • An enriching and engaging career in financial services – our employees overwhelmingly report that they find meaning and purpose in their day to day work
  • Executive leader access and interaction in all our locations due to flat structure, open office environments, town halls and speed mentoring events
  • New, professional, and collaborative working environment where parking is provided

Advisor Group is #hiringnow for an Administrative Processing Opportunity in Financial Services


Operations Processor I

LOCATION:             12325 Port Grace Blvd, La Vista, NE 68128  

HOURS:                   12:30PM - 9:00PM CST

ROLE TYPE:            Full-time

We have an opening in our LaVista, NE (Omaha, NE) location.  This physical site is home to one of or wealth management firms, Securities America, Inc. 


The Operations Processor is responsible for managing documents (mail, wires, faxes, negotiable items) received into the Operations department, as well as redistributing items to other areas of the Company and external sources. The Operations Processor is responsible for the accurate and timely processing of routine transactions that support the establishment, maintenance and closure of brokerage accounts. Must be able to acquire and retain knowledge of financial services industry rules and best practices regarding basic brokerage account operations.


ESSENTIAL DUTIES AND RESPONSIBILITIES include the following, other duties may be assigned:

*    Review, process and follow up on various brokerage and non-brokerage account requests including asset movement requests, IRA distributions, journals between brokerage accounts, alternative investment processing and other cash and asset processing. 

*    Must act as subject matter expert for several different responsibilities within brokerage Operations.  Act as back-up to co-workers by cross-training on all department functions and demonstrate flexibility to respond to influx of workflow.  

*    Interact with clearing firm on routine brokerage account processing requests; provide timely updates and statuses in contact management and workflow systems

*    Pay close attention to detail, process work accurately and work on repetitive tasks

*    Answer internal and external phone calls; make outbound phone calls to our advisors. 

*    Update contact management systems with professional grammar and spelling.

*    Exercise judgment to know when to escalate issues to manager or supervisor 

*    Assist in training co-workers to act as back-up for primary responsibilities

*    Respond to incoming requests from internal and external customers including research and problem solving, entering data into contact management system and providing timely follow-up communication.

*    Make appropriate decision on when to lend assistance to co-workers to ensure that department service levels are maintained.

*    Assist with special projects and research

*    Must already be proficient in the following: Microsoft Excel, Word, Outlook and Internet Explorer.

*    Must become proficient with the following systems: NetX360, Front-End Imaging (FEI), SalesForce (contact management and imaging workflow systems), Client Central and back office functions.




administrative assistant admin clerical secretaries  Brokerage Operations Processing Specialist #Job #HiringAlert  Brokerage Operations Processing Specialist administrative assistant admin clerical secretaries 

Instant Answers
providedProvided by company
Full-time Employee
Date Posted August 12, 2022
Date Closes September 11, 2022
Address 12325 Port Grace Blvd
Located In Atlanta, GA
Work At La Vista
Job Type Full-time Employee
SOC Category 15-1099.14 Document Management Specialists
Zipcode 30339

This job offers the following benefits

  • 401(k) Retirement Savings Plan
  • Dependent-Care Spending Accounts
  • Flexible Spending Accounts
  • Health-Care Spending Accounts
  • Accidental Death and Dismemberment
  • Dental
  • Dependent Life Insurance
  • Employee Assistance Program (EAP)
  • Life Insurance
  • Long-Term Disability
  • Maternity / Paternity / Family Leave
  • Medical
  • Prescription Drug Plan
  • Short-Term Disability
  • Vision
  • Voluntary Life Insurance
  • Bereavement Pay
  • Casual Dress
  • Continuing Education Program
  • Dry Cleaning / Laundry
  • Employee Referral Program
  • Fitness Classes
  • Free Parking
  • Health Fair
  • Holiday Party
  • Massage Therapy
  • Nursing Facilities
  • Paid Holidays
  • Paid Vacations
  • Tuition Reimbursement
  • Wellness Program
  • Bonus Plan
  • Merit Increases

This job requires the following skills

  • Business - Math
  • Business Admin - Other Software
  • Commodity Trading
  • Financial Planning
  • Excellent Communications
  • Positive Attitude
  • Geropsych
  • OpsGenie
  • DevOps
  • 401(k) Retirement Savings Plan
  • Dependent-Care Spending Accounts
  • Flexible Spending Accounts
  • Health-Care Spending Accounts
  • Accidental Death and Dismemberment
  • And More ...