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Senior Manager, Operational Risk Management

Orion Advisor Solutions LLC Omaha, NE

BThe Senior Manager, Operational Risk Management will work to identify, measure, and manage risk in all operational workflows and processes; establish policies which provide management and operational controls to reduce risk, generate awareness and deliver training to drive engagement and adoption of new procedures and key initiatives; and assess controls to ensure they are effectively and measurably reducing risks

Job Duties:

  • Identify operational risks and assess the adequacy of controls to manage such risks

  • Own, maintain, and annually update policies, exceptions, and other governance documents, as necessary

  • Work with internal stakeholders across the business to identify, assess, report, track, and remediate risks and support the development of risk mitigation strategies

  • Increase and improve the Operational Risk and Control awareness within the organization.

  • Identify, gather, track, and report key risk indicators

  • Work with partners to identify the root cause of identified issues

  • Mentor team members through instruction, coaching, modeling effective practices, and advising on methods used

  • Conduct one-on-one meetings with employees on a regular basis


  • Bachelor's Degree in Business Administration or related field required

  • Series 65 required or ability to obtain within first 90 days of employment

  • 5 years of experience in Financial Services required

  • 2 years of experience Risk Management preferred

  • 2 years of leadership or management experience required


position at Orion Advisor Technology

About Us

AsOne-Orion, we accomplish our best work by being personally accountable to each other and the clients we serve. We are creating a welcoming environment where everyone is respected, valued, and heard. Our willingness todisruptourselves, and the industry ensures we stay ahead of client expectations. Thinking differently is in our DNA weinnovate, push boundaries, reject the status quo, and relentlessly pursue transformative outcomes. It is our collective will towinthat drives Orions success and powers success for our clients and everyone at Orion.

Unique offerings include healthcare benefits start on Day 1, student loan repayment, paid parental leave, paid sabbaticals, free access to best-in-class financial planning, "PAWternity" leave, rewards and recognition, and more.

Date Posted June 12, 2022
Date Closes July 12, 2022
Requisition R421
Located In Omaha, NE
SOC Category 00-0000.00

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