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Junior Fund Compliance Administrator

NorthStar Financial Services Group, LLC Hauppauge, NY
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Job Description

  • Assist with monitoring fund compliance on a daily/weekly basis with consideration to investment restrictions detailed in Prospectus, Statement of Additional Information and Investment Company Act of 1940
  • Assist with monitoring fund compliance with consideration to the quarterly and annual requirements of Internal Revenue Code for qualifications as a regulated Investment Company
  • Prepares initial compliance reporting to be provided to clients following each month end
  • Review investment restrictions detailed in Prospectus and Statement of Additional Information to maintain up to date compliance checklists for new fund launches and existing clients
  • Populate data into compliance system as needed
  • Work with team leads to respond to client requests and inquiries with respect to compliance matters

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Job Details

Date Posted October 11, 2018
Date Closes November 10, 2018
Requisition oUlY7fw4
Located In Hauppauge, NY
Department Fund Administration
SOC Category 00-0000.00
Location