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Junior Fund Compliance Administrator

NorthStar Financial Services Group, LLC Hauppauge, NY

Job Description

  • Assist with monitoring fund compliance on a daily/weekly basis with consideration to investment restrictions detailed in Prospectus, Statement of Additional Information and Investment Company Act of 1940
  • Assist with monitoring fund compliance with consideration to the quarterly and annual requirements of Internal Revenue Code for qualifications as a regulated Investment Company
  • Prepares initial compliance reporting to be provided to clients following each month end
  • Review investment restrictions detailed in Prospectus and Statement of Additional Information to maintain up to date compliance checklists for new fund launches and existing clients
  • Populate data into compliance system as needed
  • Work with team leads to respond to client requests and inquiries with respect to compliance matters


Job Details

Date Posted October 11, 2018
Date Closes November 10, 2018
Requisition oUlY7fw4
Located In Hauppauge, NY
Department Fund Administration
SOC Category 00-0000.00